Blog

  • Toward the 2025 Canadian Investor

    Toward the 2025 Canadian Investor

    The driving force behind the evolution of the wealth management industry is often attributed to emerging technologies and regulatory demands. But the average Canadian investor is also changing....

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  • Reasons Exempt Market Dealers Need a Book of Record

    Reasons Exempt Market Dealers Need a Book of Record

    Essential to the day-to-day business of Exempt Market Dealers is the adoption of their own Book of Record. A Book of Record is an operational system for process, Exempt Market Dealer compliance,...

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  • Mass Customization in Wealth Management

    Mass Customization in Wealth Management

    Offering a better customer experience through personalization Mass customization in wealth management, a method of meeting the individual needs of clients through efficient mass-production...

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  • Countdown to Client Best Interest Regulatory Obligations

    Countdown to Client Best Interest Regulatory Obligations

    The next wave of regulatory requirements link together KYC, KYP, and KYA A lot has been written about the creation of client best interest principles or fiduciary responsibilities in the Canadian...

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  • Welcome to the Era of Customer Centricity in Wealth Management

    Welcome to the Era of Customer Centricity in Wealth Management

    A look at how technology puts investors front-and-centre As technology continues to drive rapid evolution in wealth management, we’ve seen the industry’s focus shift over time from product,...

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  • Three Key Wealth Management Trends – And How to Prepare for Them

    Three Key Wealth Management Trends – And How to Prepare for Them

    A Year-in-Review: Wealth Management Trends in 2018 Powered by a stream of new regulatory obligations, with robo advisor technology as a catalyst, the wealth management industry continues to change...

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  • Wealth Management Trends by Market Analysts in 2018

    Wealth Management Trends by Market Analysts in 2018

    New regulatory obligations coupled with a stream of new financial services and wealth management technology continue to accelerate the evolution of the industry. Among the top wealth management...

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  • News: Univeris Welcome Mackie Research Capital to Univeris.io

    News: Univeris Welcome Mackie Research Capital to Univeris.io

    Mackie Research Capital chooses Univeris API for its Investment Rate of Return (IRR) Reporting   Univeris Corporation is excited to welcome Mackie Research Capital to the growing community of...

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  • Univeris Summit 2018 set for October 25 in Toronto

    Univeris Summit 2018 set for October 25 in Toronto

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  • Univeris Partners with CIBC World Markets to Open Up Low Cost Funds to MFDA Dealers and Advisors

    Univeris Partners with CIBC World Markets to Open Up Low Cost Funds to MFDA Dealers and Advisors

    CIBC World Markets Inc. (“CIBC”) to act as market access provider and custodian Univeris announced that its Enterprise Wealth Management platform will enable trading of Platform-Traded Funds (PTF)...

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  • Request a callback from Al Geradelli, your Account Executive!

    Request a callback from Al Geradelli, your Account Executive!

    Please reach out to me to me anytime!

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  • It’s a Fact: Quadrus Gets Fund Facts

    It’s a Fact: Quadrus Gets Fund Facts

    Univeris Helps Quadrus Offer Greater Investor Transparency Through Fund Fact Sheets Univeris announces Quadrus Investment Services, one of the largest mutual fund dealers in Canada, now...

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  • 2018 Compliance Resolutions in Action

    2018 Compliance Resolutions in Action

    IIROC and MFDA have published their compliance resolutions. What are your priorities? As it relates to RegTech in Canada, regulators (MFDA and IIROC) have published their annual priorities for...

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  • What Does 360 Degree Investor Engagement Look Like?

    What Does 360 Degree Investor Engagement Look Like?

    Do your investors have actionable activities to achieve their financial goals? With the rapid evolution of customer needs and technological possibilities, it is becoming harder and harder for...

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  • Be A Know-it-All: Know Your Client, Know Your Product

    Be A Know-it-All: Know Your Client, Know Your Product

    Consistently satisfy KYC and KYP requirements with technology designed for advisors Investors are seeing an increasing number of choice for advice, but advisors have a natural advantage in...

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  • Improving Investor Engagement to Retain Customers

    Improving Investor Engagement to Retain Customers

    Take advantage of wealth management technology designed specifically to enhance investor engagement Univeris understands the combination of brand and technology, and how the customer experience...

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  • Be Prepared for Your Next Compliance Sweep

    Be Prepared for Your Next Compliance Sweep

    Is a regulatory audit coming up for your firm? Leverage the right technology and processes to pass with flying colours Does the thought of a regulatory audit may make you cringe? You may be...

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  • Top Priorities in Wealth Management Technology

    Top Priorities in Wealth Management Technology

    We asked 200 wealth management executives their top short term priorities; enabling process efficiencies were of utmost importance In a recent study on current wealth management technology trends,...

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  • Efficient Investor Onboarding & Compliance Solutions

    Efficient Investor Onboarding & Compliance Solutions

    The investor onboarding process can be more efficient with a unified system designed to support advisors and the compliance process. Investor onboarding is a process that can be long—and perhaps,...

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  • Right Tech Turns EMD Compliance Into Advantage

    Right Tech Turns EMD Compliance Into Advantage

    Adhering to EMD compliance doesn’t need to be a burden, as mentioned by PCMA Canada. Univeris’ recent article feature in Private Capital Markets Association of Canada Magazine, “Turn your...

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