Univeris – Flex for EMD

Exempt Market Digital Platform

  • Be Prepared for Your Next Compliance Sweep

    Be Prepared for Your Next Compliance Sweep

    Is a regulatory audit coming up for your firm? Leverage the right technology and processes to pass with flying colours Does the thought of a regulatory audit may make you cringe? You may be...

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  • Right Tech Turns EMD Compliance Into Advantage

    Right Tech Turns EMD Compliance Into Advantage

    Adhering to EMD compliance doesn’t need to be a burden, as mentioned by PCMA Canada. Univeris’ recent article feature in Private Capital Markets Association of Canada Magazine, “Turn your...

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  • Univeris announces FLEX EMD Winter ’17 Release

    Univeris announces FLEX EMD Winter ’17 Release

    CRM2 Compliance and new investor access to drive dealing representatives success Univeris continues to advance its Exempt Market Dealer (EMD) platform with its new quarterly major upgrade. The...

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  • Make a Regulatory Audit a Stress-Free Event

    Make a Regulatory Audit a Stress-Free Event

    Everything they want to see can be a click away It’s no secret that regulatory initiatives and oversight activities have intensified in recent years. While the pressure to be compliant is being...

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  • Recruit and Retain the Best DRs

    Recruit and Retain the Best DRs

    The role of superior back- and front-office technology An exempt-market dealer (EMD) is only as good as its dealing representatives (DRs). That means hiring the industry’s best DRs should be a top...

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  • EMD Compliance: From Burden to Opportunity

    EMD Compliance: From Burden to Opportunity

    Exempt Market Dealers must use technology to turn compliance into a competitive advantage Ask anyone in the investment industry to identify the single most significant trend in the last five...

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  • Exempt Market Dealers Business Technology

    Exempt Market Dealers Business Technology

    5 Reasons for Exempt Market Dealers to use technology for their business The private placements, also known as Exempt Market space is a fairly new segment of the wealth management and investment...

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  • Unified Tech Solutions as Prospecting Tool for DRs

    Unified Tech Solutions as Prospecting Tool for DRs

    Today’s clients demand user-friendly, tech-based access   The digital revolution is steamrolling ahead – and there’s no stopping it. Electronic, mobile access to everything from music to...

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